MS 662: Peace Corps Incentive Awards
Program |
|
Effective Date: April 5,
2004 Supersedes: 9/30/88;
3/21/84 Responsible Office: Office of Human Resource
Management, M/HRM
Table
of Contents
Attachments
Table Of Contents
Attachments
Attachment
A Scale of Awards Based on Tangible Benefits/Scale of Awards Based on
Intangible Benefits Attachment
B Peace Corps Award Nomination Form Attachment
C Peace Corps Suggestion Form/Peace Corps Suggestion Evaluation Report
Form
1.0 Authority
22 U.S.C. 2506.
2.0 Purpose
The purpose of this manual section is to establish the policies and
procedures governing the Peace Corps Incentive Awards Program.
3.0 Applicability
This manual section applies to all employees, including foreign service
national employees, as well as to former employees and estates of deceased
employees (if the award is based on service while they were employed) and
to private citizens.
4.0 Definitions
For purposes of this manual section:
4.1
'A Delegates' are those individuals identified as such by MS 114,
Section 3.1.
4.2
'Beneficial Suggestion Award' means a cash award granted to an
employee or group of employees for officially-submitted suggestions which
are adopted by management and which directly contribute to the economy,
efficiency, or effectiveness of Government operations.
4.3
'Cash Award' is an award provided as a lump-sum payment from the Peace
Corps.
4.4
'Director's Staff Offices' are the Office of Communications, the Office
of Press Relations, the Office of Planning, Policy, and Analysis, the
Office of Private Sector Initiatives, the Office of the American Diversity
Program, the Office of Congressional Relations, and the Office of the
General Counsel.
4.5
'Honorary Awards' normally in the form of a plaque or certificate, are
awards given in recognition of an exceptional or distinguished achievement
or contribution not covered by other awards. Under special circumstances
they may be accompanied by a cash award.
4.6
'Management Officials' are supervisors, office heads, and other Peace
Corps employees responsible for overseeing Agency operations.
4.7
'Meritorious/Quality Step Increase' is an additional within-grade step
increase in recognition of high-quality performance above that ordinarily
found in the type of position concerned, see MS 622, Within-Class/Grade
Salary Increases, Section 4.8.
4.8
'Non-Peace Corps Awards' are forms of recognition administered by other
federal agencies, or by private organizations, for which Peace Corps
employees are eligible as a result of their official Peace Corps work.
They do not include awards or titles conferred by foreign governments (for
rules on the acceptance of awards granted by foreign government, see 5
U.S.C. 7342, et seq.).
4.9
'On the Spot Award' is a cash award given to an employee or group of
employees who perform a special act or service of a non-recurring
nature.
4.10
'Special Act or Service Award' is a cash award, accompanied by a
certificate signed by the Peace Corps Director, recognizing a past special
act or service or achievement of a non-recurring nature. A Special Act or
Service Award is one type of Special Achievement Award.
4.11
'Special Achievement Award' is a cash award granted in recognition of
either sustained superior performance or performance in an exceptional
manner of a special act or service of a non-recurrent nature.
4.12
'Sustained Superior Performance Award' is a cash award, accompanied by
a certificate signed by the Peace Corps Director, recognizing sustained
excellence by a Peace Corps employee. A Sustained Superior Performance
Award is one type of Special Achievement Award.
4.13
'Time Off Award' is an award to an employee of time off without charge
to leave or loss of pay.
5.0 Policy
It is the policy of the Peace Corps and the responsibility of all
management officials to:
-
Recognize and equitably reward each employee or group of employees
who by superior performance, suggestions, special achievements, or other
personal efforts contribute to the improvement of Government
operations;
-
Encourage maximum employee participation by normally submitting award
proposals for initial consideration within two weeks after the period of
performance under consideration, and normally approving or disapproving
proposed awards within one month after their submission;
-
Foster a work place atmosphere and an awards program that will
encourage maximum effort, inventiveness, stability, cost effectiveness,
and group cooperation;
-
Publicize awards granted and make known the reasons for the
recognition, in order to preserve the credibility of the Incentive
Awards Program and motivate employees;
-
Give incentive awards only in recognition of actual performance that
meets the criteria established in this manual section;
-
Avoid giving incentive awards for unsubstantiated performance or for
reasons unrelated to actual employee performance, and to avoid the
non-recognition of significant employee contributions, thereby
preserving the credibility of the Incentive Awards Program and
maintaining employee morale;
-
Ensure that award recommendations involve a minimum amount of
paperwork and processing and meet statutory and regulatory requirements
for expenditure of appropriated funds;
-
Maintain the confidentiality of proposed awards until they have been
fully and finally approved for implementation;
-
Grant awards based solely on merit;
-
Budget for awards at the individual office level; and
-
Apply the standards and criteria established for awards in this
manual section consistently and equitably.
6.0 Incentive Awards Committee
6.1 Purpose
The purpose of the Incentive Awards Committee is to provide policy
oversight for the Peace Corps Incentive Awards Program, to approve certain
awards (see 9.0, 10.0), and to approve Meritorious Step Increases (see MS
622, Within-Class/Grade Salary Increases, section 5.3).
6.2 Membership
The membership of the Incentive Awards Committee shall be: the
Associate Directors for Management, Safety and Security, Volunteer
Recruitment and Selection, and Volunteer Support; the Regional Directors,
the Director of the Center for Field Assistance and Applied Research; the
Director of the Crisis Corps; the Chief Information Officer; and the Chief
Financial Officer.
6.3 Technical Advisors
The Awards Administrator and a representative of the Office of the
General Counsel shall serve as technical advisors to the Incentive Awards
Committee and shall attend all committee meetings.
6.4 Meetings
6.4.1 Schedule
The Incentive Awards Committee shall meet monthly and/or at other
times, as the need requires.
6.4.2 Quorum
A quorum shall be required before the Incentive Awards Committee may
conduct business. A quorum shall consist of at least three members of the
committee.
6.5 Review of Awards
In evaluating proposals for awards and Meritorious Step Increases, the
Incentive Awards Committee shall take the following factors into
account:
- Conformance with established criteria;
- Relationship of the proposed award to the actual meritorious
performance of the employee;
- Consistent and equitable distribution of awards among organizational
units, among classes of employees, and among employees of differing
grades;
- Sufficiency of the justification and documentation;
- Equitable treatment of the tangible and intangible benefits of the
performance or act to be rewarded;
- Scope and impact of the performance or act to be rewarded.
6.6 Program Review
At least once per year the Incentive Awards Committee shall evaluate
all aspects of the Incentive Awards Program, and if appropriate, recommend
changes to the Peace Corps Director.
7.0 Office of Human Resource Management
The Director of the Office of Human Resource Management shall be
responsible for the following:
- Operational management for all aspects of the Incentive Awards
Program;
- Training supervisors and other management officials in the effective
use of awards;
- Informing employees about the awards process;
- Ensuring that a notice informing employees of the existence of the
Incentive Awards Program and a synopsis of the awards available under
the program is posted in a prominent place in each building or other
location occupied by Peace Corps employees;
- Coordinating the Incentive Awards Program with other personnel
management systems; and
- Designating an Incentive Awards Administrator.
8.0 Incentive Awards Administrator
The Incentive Awards Administrator shall be responsible for:
- Day-to-day administration of the Peace Corps Incentive Awards
Program;
- Ensuring that all award proposals adhere to the criteria and follow
the procedures established in this manual section;
- Convening the Incentive Awards Committee to consider proposals
requiring review by the committee;
- Convening the Incentive Awards Committee whenever any committee
member requests such a meeting;
- Implementing the decisions of the Incentive Awards Committee, and of
management officials with respect to awards;
- Processing proposals for Meritorious Step Increases in accordance
with MS 622, Within-Class/Grade Salary Increases, Section 5.3;
- Preparing information regarding the names of award recipients and
the types of awards they received (but not the amounts of any cash
awards) and arranging for the regular distribution of such information
to all Peace Corps employees; and
- Preparing the Agency¿s annual Incentive Awards Program Report to the
U.S. Office of Personnel Management (see Section 13.0).
9.0 Cash Awards
9.1 On the Spot Award
'On the Spot Award' means a cash award given to an employee or group of
employees who perform a special act or service of a non-recurring
nature.
9.1.1 Criteria
On the Spot Awards may be given for significant acts that are not of a
magnitude to warrant a Special Act or Service Award.
9.1.2 Amount
An On the Spot Award shall not exceed $100.
9.1.3 Procedures
When a supervisor determines that an On the Spot Award is merited, the
supervisor shall complete a Peace Corps Award Nomination Form, PC-1577
(Attachment B) and attach an appropriate written justification for the
proposed award. The supervisor shall then submit the proposal to the A
Delegate for his or her office. If approved by the A Delegate, the
proposal shall be transmitted to the Incentive Awards Administrator for
presentation to the Incentive Awards Committee. If approved by the
Committee the proposal shall be transmitted to the Incentive Awards
Administrator for implementation.
Where the proposed award is for an employee in the Office of the
Director or in one of the Director's Staff Offices, or for a Senior
Foreign Service employee, the supervisor shall submit the proposal to the
Chief of Staff/Chief of Operations. If approved by the Chief of
Staff/Chief of Operations, the proposal shall be transmitted to the
Incentive Awards Administrator for presentation to the Incentive Awards
Committee. If approved by the Committee the proposal shall be transmitted
to the Peace Corps Director for final review. If approved by the Director
the proposal shall be transmitted to the Incentive Awards Administrator
for implementation.
9.2 Time Off Award
'Time Off Award' means an award to an employee of time off without
charge to leave or loss of pay.
9.2.1 Criteria
A Time Off Award may be given in recognition of a noteworthy
contribution to the mission of the Peace Corps.
9.2.2 Amount
A Time Off Award may range from one to sixteen hours.
The amount of a Time Off Award should be in proportion to the benefits
realized by the Government as a result of the contribution being
recognized, and shall be determined by comparing the contribution of the
employee with the tangible/intangible benefits charts included as
Attachment A, then converting the recommended cash award amount from the
charts to time off using the employee's hourly rate of pay.
9.2.3 Procedures
When a supervisor determines that a Time Off Award is merited, the
supervisor shall complete a Peace Corps Award Nomination Form, PC-1577
(Attachment B) and attach an appropriate written justification for the
proposed award. The supervisor shall then submit the proposal to the A
Delegate for his or her office. If approved by the A Delegate, the
proposal shall be transmitted to the Incentive Awards Administrator for
presentation to the Incentive Awards Committee. If approved by the
Committee the proposal shall be transmitted to the Incentive Awards
Administrator for implementation.
Where the proposed award is for an employee in the Office of the
Director or in one of the Director's Staff Offices, or for a Senior
Foreign Service employee, the supervisor shall submit the proposal to the
Chief of Staff/Chief of Operations. If approved by the Chief of
Staff/Chief of Operations, the proposal shall be transmitted to the
Incentive Awards Administrator for presentation to the Incentive Awards
Committee. If approved by the Committee the proposal shall be transmitted
to the Peace Corps Director for final review. If approved by the Director
the proposal shall be transmitted to the Incentive Awards Administrator
for implementation.
9.2.4 Use
The following rules apply to the use of a Time Off Award:
- Time Off Awards may only be used in one-hour increments;
- Time Off Awards may only be used with the permission of the
supervisor;
- Supervisors shall deny a request to use a Time Off Award, or cancel
a previously granted request, only when an exigency of public business
requires the employee to be at work during the period proposed for the
use of the Time Off Award;
- An employee must use a Time Off Award within ten pay periods of the
pay period in which the Time Off Award is granted;
- If an exigency of public business requires the denial or
cancellation of an employee¿s request to use a Time Off Award, the
supervisor may and shall extend the time available for use of the Time
Off Award, in blocks of ten pay periods;
- Time Off Awards may not be converted to cash under any
circumstances; and
- An employee who leaves Peace Corps employment with an unused Time
Off Award forfeits the award.
9.3 Special Achievement Awards
'Special Achievement Award' means a cash award granted in recognition
of either sustained superior performance or performance in an exceptional
manner of a special act or service of a non-recurrent nature.
9.3.1 Sustained Superior Performance Award
'Sustained Superior Performance Award' means a cash award, accompanied
by a certificate signed by the Peace Corps Director, recognizing sustained
excellence by a Peace Corps employee. A Sustained Superior Performance
Award is one type of Special Achievement Award.
9.3.1.1 Criteria
A Sustained Superior Performance Award may be given to an employee
whose overall performance was outstanding and whose performance of every
critical element in his or her performance plan has been excellent over a
minimum of three consecutive months.
When superior performance is considered characteristic of an employee¿s
continuing performance, and is therefore expected to continue in the
future, a Meritorious Step Increase should be considered as the means for
appropriate recognition. (See MS 622, Within-Class Salary Increases,
Section 5.3.)
9.3.1.2 Amount
The maximum permissible amount for a Sustained Superior Performance
Award shall be ten percent of the employee's base salary. The amount
granted should reflect the degree to which the individual employee's
performance exceeded the standards of performance for the job.
The full amount (ten percent of the employee¿s base salary) for a
sustained superior performance award may be granted only once in any
52-week period.
9.3.1.3 Procedures (Awards of $5,000 or less)
When a supervisor determines that a Sustained Superior Performance
Award of $5,000 or less is merited, the supervisor shall complete a Peace
Corps Award Nomination Form, PC-1577 (Attachment B) and attach an
appropriate written justification for the proposed award.
The supervisor shall then submit the proposal to the A Delegate for his
or her office. If approved by the A Delegate, the proposal shall be
transmitted to the Incentive Awards Administrator for presentation to the
Incentive Awards Committee. If approved by the Committee the proposal
shall be transmitted to the Incentive Awards Administrator for
implementation.
Where the proposed award is for an employee in the Office of the
Director or in one of the Director¿s Staff Offices, or for a Senior
Foreign Service employee, the supervisor shall submit the proposal to the
Chief of Staff/Chief of Operations. If approved by the Chief of
Staff/Chief of Operations, the proposal shall be transmitted to the
Incentive Awards Administrator for presentation to the Incentive Awards
Committee. If approved by the Committee the proposal shall be transmitted
to the Peace Corps Director for final review. If approved by the Director
the proposal shall be transmitted to the Incentive Awards Administrator
for implementation.
9.3.1.4 Procedures (Awards of $5,001 to $10,000)
When a supervisor determines that a Sustained Superior Performance
Award of $5,001 to $10,000 is merited, the supervisor shall complete a
Peace Corps Award Nomination Form, PC-1577 (Attachment B) and attach an
appropriate written justification for the proposed award.
The supervisor shall then submit the proposal to the A Delegate for his
or her office. If approved by the A Delegate, the proposal shall be
transmitted to the Incentive Awards Administrator for presentation to the
Incentive Awards Committee. If approved by the Committee, the proposal
will then be transmitted to the Peace Corps Director. If approved by the
Director the proposal will then be returned to the Administrator for
implementation.
Where the proposed award is for an employee in the Office of the
Director or in one of the Director¿s Staff Offices, or for a Senior
Foreign Service employee, the supervisor shall submit the proposal to the
Chief of Staff/Chief of Operations. If approved by the Chief of
Staff/Chief of Operations, the proposal shall be transmitted to the
Incentive Awards Administrator for presentation to the Incentive Awards
Committee. If approved by the Committee the proposal shall be transmitted
to the Peace Corps Director for final review. If approved by the Director
the proposal shall be transmitted to the Incentive Awards Administrator
for implementation.
9.3.1.5 Procedures (Awards of $10,001 or more)
When a supervisor determines that a Sustained Superior Performance
Award of $10,001 or more is merited, the supervisor shall complete a Peace
Corps Award Nomination Form, PC-1577 (Attachment B) and attach an
appropriate written justification for the proposed award.
The supervisor shall then submit the proposal to the A Delegate for his
or her office. If approved by the A Delegate, the proposal shall be
transmitted to the Incentive Awards Administrator for presentation to the
Incentive Awards Committee. If approved by the Committee, the proposal
will then be transmitted to the Peace Corps Director. If approved by the
Director the proposal will then be transmitted to the U.S. Office of
Personnel Management. If approved by the U.S. Office of Personnel
Management, the proposal will then be returned to the Administrator for
implementation.
Where the proposed award is for an employee in the Office of the
Director or in one of the Director¿s Staff Offices, or for a Senior
Foreign Service employee, the supervisor shall submit the proposal to the
Chief of Staff/Chief of Operations. If approved by the Chief of
Staff/Chief of Operations, the proposal shall be transmitted to the
Incentive Awards Administrator for presentation to the Incentive Awards
Committee. If approved by the Committee the proposal shall be transmitted
to the Peace Corps Director. If approved by the Director the proposal will
then be transmitted to the U.S. Office of Personnel Management. If
approved by the U.S. Office of Personnel Management the proposal shall be
transmitted to the Incentive Awards Administrator for implementation.
9.3.2 Special Act or Service Award
'Special Act or Service Award' means a cash award, accompanied by a
certificate signed by the Peace Corps Director, recognizing a past special
act or service or achievement of a non-recurring nature. A Special Act or
Service Award is one type of Special Achievement Award.
9.3.2.1 Criteria
A Special Act or Service Award may be given in recognition of a past
special act, service or achievement of a non-recurring nature, performed
by a Peace Corps employee or group of employees in connection with
official employment, and in a manner which substantially exceeded the
normal expectation of the assignment. Examples of such activities include
contributions beyond their normal scope of duties and responsibilities,
displaying unusual courage or competence in an emergency, producing a
particularly difficult project or report, or initiating a new procedure
which results in significant savings to the Agency. The employee's past
performance need not be considered characteristic or predictive of a
future performance level in order for it to be recognized with a Special
Act or Service Award.
A Special Act or Service Award shall not be given in lieu of formally
detailing an employee to a vacant position. (See MS 693, Policies and
Procedures for Detailing Employees.)
9.3.2.2 Amount
The amount of a Special Act or Service Award should be in proportion to
the benefits realized by the Government as a result of the act being
recognized, and shall be determined by comparing the contribution of the
employee with the tangible/intangible benefits charts included as
Attachment A. When the award is for a group, all members of the group
should share in the recognition. The amount may be shared equally or the
total may be divided in proportion to the individual contributions of the
employees.
The maximum permissible amount a single employee may receive for a
Special Act or Service Award shall be ten percent of the employee¿s base
salary.
9.3.2.3 (Awards of $5,000 or less)
When a supervisor determines that a Special Act or Service Award of
$5,000 or less is merited, the supervisor shall complete a Peace Corps
Award Nomination Form, PC-1577 (Attachment B) and attach an appropriate
written justification for the proposed award.
The supervisor shall then submit the proposal to the A Delegate for his
or her office. If approved by the A Delegate, the proposal shall be
transmitted to the Incentive Awards Administrator for presentation to the
Incentive Awards Committee. If approved by the Committee the proposal
shall be transmitted to the Incentive Awards Administrator for
implementation.
Where the proposed award is for an employee in the Office of the
Director or in one of the Director's Staff Offices, or for a Senior
Foreign Service employee, the supervisor shall submit the proposal to the
Chief of Staff/Chief of Operations. If approved by the Chief of
Staff/Chief of Operations, the proposal shall be transmitted to the
Incentive Awards Administrator for presentation to the Incentive Awards
Committee. If approved by the Committee the proposal shall be transmitted
to the Peace Corps Director for final review. If approved by the Director
the proposal shall be transmitted to the Incentive Awards Administrator
for implementation.
9.3.2.4 Procedures (Awards of $5,001 to $10,000)
When a supervisor determines that a Special Act or Service Award of
$5,001 to $10,000 is merited, the supervisor shall complete a Peace Corps
Award Nomination Form, PC-1577 (Attachment B) and attach an appropriate
written justification for the proposed award.
The supervisor shall then submit the proposal to the A Delegate for his
or her office. If approved by the A Delegate, the proposal shall be
transmitted to the Incentive Awards Administrator for presentation to the
Incentive Awards Committee. If approved by the Committee, the proposal
will then be transmitted to the Peace Corps Director. If approved by the
Director the proposal will then be returned to the Administrator for
implementation.
Where the proposed award is for an employee in the Office of the
Director or in one of the Director's Staff Offices, or for a Senior
Foreign Service employee, the supervisor shall submit the proposal to the
Chief of Staff/Chief of Operations. If approved by the Chief of
Staff/Chief of Operations, the proposal shall be transmitted to the
Incentive Awards Administrator for presentation to the Incentive Awards
Committee. If approved by the Committee the proposal shall be transmitted
to the Peace Corps Director for final review. If approved by the Director
the proposal shall be transmitted to the Incentive Awards Administrator
for implementation.
9.3.2.5 Procedures (Awards of $10,001 or more)
When a supervisor determines that a Special Act or Service Award of
$10,001 or more is merited, the supervisor shall complete a Peace Corps
Award Nomination Form, PC-1577 (Attachment B) and attach an appropriate
written justification for the proposed award.
The supervisor shall then submit the proposal to the A Delegate for his
or her office. If approved by the A Delegate, the proposal shall be
transmitted to the Incentive Awards Administrator for presentation to the
Incentive Awards Committee. If approved by the Committee, the proposal
will then be transmitted to the Peace Corps Director. If approved by the
Director the proposal will then be transmitted to the U.S. Office of
Personnel Management for final consideration. If approved by the U.S.
Office of Personnel Management, the proposal will then be returned to the
Administrator for implementation.
Where the proposed award is for an employee in the Office of the
Director or in one of the Director¿s Staff Offices, or for a Senior
Foreign Service employee, the supervisor shall submit the proposal to the
Chief of Staff/Chief of Operations. If approved by the Chief of
Staff/Chief of Operations, the proposal shall be transmitted to the
Incentive Awards Administrator for presentation to the Incentive Awards
Committee. If approved by the Committee the proposal shall be transmitted
to the Peace Corps Director. If approved by the Director the proposal will
then be transmitted to the U.S. Office of Personnel Management. If
approved by the U.S. Office of Personnel Management the proposal shall be
transmitted to the Incentive Awards Administrator for implementation.
9.4 Beneficial Suggestion Award
'Beneficial Suggestion Award' means a cash award granted to an employee
or group of employees for officially-submitted suggestions which are
adopted by management and which directly contribute to the economy,
efficiency, or effectiveness of Government operations.
9.4.1 Criteria
Beneficial Suggestion Awards may be given in recognition of suggestions
that are either outside the employee¿s assigned responsibilities or within
assigned responsibilities but sufficiently significant to warrant special
recognition, are adopted by management, and which directly contribute to
the economy, efficiency, or effectiveness of Government operations.
In order to be eligible for an award, a suggestion must be adopted
within two years after its receipt by the Agency. The employee making the
suggestion retains award consideration rights for two years after the
suggestion is submitted. An employee making a suggestion is not eligible
for an award if the suggestion is put in operation after the two-year
eligibility period.
There is no limit to the number of awards an employee may receive for
beneficial suggestions adopted.
9.4.2 Amount
A Beneficial Suggestion Award may range from a minimum of $100 to a
maximum of ten percent of an employee¿s salary.
The amount of a Beneficial Suggestion Award should be in proportion to
the benefits realized by the Government as a result of the suggestion
being recognized, and shall be determined by comparing the contribution of
the employee with the tangible/intangible benefits charts included as
Attachment A. When the award is for a group, all members of the group
should share in the recognition. The amount may be shared equally or the
total may be divided in proportion to the individual contributions of the
employees.
9.4.3 Non-cash Recognition
When an officially-submitted suggestion is adopted but an award is not
merited because the suggestion does not meet the award criteria, a letter
of appreciation will be sent to the employee who submitted the suggestion.
Suggestions of this type would include those which are determined to be
within the normal duties or responsibilities of the employee or where an
appropriate award amount would be less than $100.
9.4.4 Procedures
9.4.4.1 Documentation of Suggestions
Suggestions shall be in writing and contain the following minimum
documentation:
- A brief description of the current practice or procedure, if any;
- A description of the suggested change to the existing practice or
procedure (if the suggestion is to add a new practice or procedure, a
description of what is to be added/implemented);
- An analysis of the direct, estimated net dollar benefit which would
result from adoption of the suggestion over the first 12 month period
after its adoption, or a statement of the intangible benefits to the
Peace Corps anticipated as a result of its adoption.
9.4.4.2 Submission of Suggestions
All suggestions shall be submitted using the Peace Corps 'Suggestion
Form,' PC-1578 (page 1 of Attachment C). Where an employee's suggestion
applies exclusively to his or her own office, the employee shall submit
the suggestion to the A Delegate responsible for his or her own office,
and shall provide copies to his or her supervisor and the Incentive Awards
Administrator. If a suggestion has broader applicability, the employee
shall submit it to the Incentive Awards Administrator, who will forward it
to the A Delegate with responsibility for the subject matter of the
suggestion, or to the Peace Corps Director if the suggestion is of
Agency-wide application.
9.4.4.3 Evaluation of Suggestions
The responsible A Delegate, or the Peace Corps Director, as appropriate
under Section 9.4.4.2, is responsible for the prompt and objective
evaluation of suggestions submitted to him or her. This responsibility
includes securing comments from technical sources on the adoptability of
the suggestion and the anticipated benefits, both tangible and intangible.
A 'Suggestion Evaluation Report Form,' Form PC-1579, page 2 of Attachment
C, is provided for use in the evaluation of suggestions.
Prompt evaluation of suggestions is essential to a successful program.
The Agency has an obvious interest in the prompt implementation of
worthwhile suggestions, and employees have a right to a timely response.
The responsible management official under Section 9.4.4.2 shall normally
decide whether or not to adopt a suggestion within thirty days of the
receipt of the suggestion.
9.4.4.4 Award Consideration
If the Peace Corps adopts a suggestion, the management official
responsible for that decision, pursuant to Section 9.4.4.2, shall evaluate
the suggestion against the standards established in 9.4.1 and, if
appropriate, recommend a Beneficial Suggestion Award. Beneficial
Suggestion Award recommendations shall consist of the applicable
Suggestion Form and the applicable Suggestion Evaluation Report Form, as
well as a Peace Corps Award Nomination Form, PC-1577 (Attachment B) and a
written justification for the proposed award.
An award may be granted for an adopted suggestion even though the
original suggestion may have been changed considerably prior to final
adoption. The responsibility for evaluating the employee's contribution
rests with the adopting official. That official must determine if it was
the employee's original suggestion which motivated management¿s action in
effecting the change.
9.4.4.5 Beneficial Suggestion Awards of $100 to $5000
Proposed Beneficial Suggestion Awards of $100 to $5000 shall be
transmitted to the Incentive Awards Administrator for presentation to the
Incentive Awards Committee. If approved by the Committee, the proposal
shall be returned to the Administrator for implementation.
Where the proposed award is for an employee in the Office of the
Director or in one of the Director's Staff Offices, or for a Senior
Foreign Service employee, the proposal shall be submitted to the Chief of
Staff/Chief of Operations. If approved by the Chief of Staff/Chief of
Operations, the proposal shall be transmitted to the Incentive Awards
Administrator for presentation to the Incentive Awards Committee. If
approved by the Committee the proposal shall be transmitted to the Peace
Corps Director for final review. If approved by the Director the proposal
shall be transmitted to the Incentive Awards Administrator for
implementation.
9.4.4.6 Beneficial Suggestion Awards of $5,001 to $10,000
Proposed Beneficial Suggestion Awards of $5,001 to $10,000 shall be
transmitted to the Incentive Awards Administrator for presentation to the
Incentive Awards Committee. If approved by the Committee, the proposal
will then be transmitted to the Peace Corps Director. If approved by the
Director the proposal the proposal shall be returned to the Administrator
for implementation.
Where the proposed award is for an employee in the Office of the
Director or in one of the Director's Staff Offices, or for a Senior
Foreign Service employee, the proposal shall be submitted to the Chief of
Staff/Chief of Operations. If approved by the Chief of Staff/Chief of
Operations, the proposal shall be transmitted to the Incentive Awards
Administrator for presentation to the Incentive Awards Committee. If
approved by the Committee the proposal shall be transmitted to the Peace
Corps Director for final review. If approved by the Director the proposal
shall be transmitted to the Incentive Awards Administrator for
implementation.
9.4.4.7 Beneficial Suggestion Awards of $10,001 or more
Proposed Beneficial Suggestion Awards of $10,001 or more shall be
transmitted to the Incentive Awards Administrator for presentation to the
Incentive Awards Committee. If approved by the Committee, the proposal
will then be transmitted to the Peace Corps Director. If approved by the
Director the proposal shall then be transmitted to the U.S. Office of
Personnel Management for final consideration. If approved by the U.S.
Office of Personnel Management, the proposal shall then be returned to the
Administrator for implementation.
Where the proposed award is for an employee in the Office of the
Director or in one of the Director's Staff Offices, or for a Senior
Foreign Service employee, the proposal shall be submitted to the Chief of
Staff/Chief of Operations. If approved by the Chief of Staff/Chief of
Operations, the proposal shall be transmitted to the Incentive Awards
Administrator for presentation to the Incentive Awards Committee. If
approved by the Committee the proposal shall be transmitted to the Peace
Corps Director. If approved by the Director the proposal shall then be
transmitted to the U.S. Office of Personnel Management for final
consideration. If approved by the U.S. Office of Personnel Management, the
proposal shall then be returned to the Administrator for
implementation.
9.4.4.8 Claims Against the Government
The recipient of a Beneficial Suggestion Award will be notified in
writing that 'acceptance of a cash award constitutes an agreement that the
use by the Government of an idea, method, or device for which the award is
made does not form the basis of a further claim of any nature against the
Government by the employee, his or her heirs, or assignees.'
9.4.4.9 Non-adoption
The decision not to adopt a suggestion may be made only by the
management official having the authority to adopt it. The official will
notify the employee making the suggestion in writing of the non-adoption
decision and the basis for it. A copy of the decision letter, the
applicable Suggestion Form and the applicable Suggestion Evaluation Report
Form will be forwarded by the management official to the Incentive Awards
Administrator for recording purposes.
9.4.4.10 Duplicate Suggestions
With duplicate suggestions, the employee making the original suggestion
will receive adoption credit and an award, if one is authorized, when the
adoption occurs within the two-year award eligibility period. If a
duplicate suggestion is instrumental in motivating management to adopt a
suggestion which was not previously adopted, the employee making the
duplicate suggestion is also eligible for award consideration.
9.5 Award Proposals Modified by the Incentive Awards
Committee
Taking into account the factors set out in Section 6.5, the Incentive
Awards Committee may modify a proposed award under its consideration.
Possible modifications include, but are not limited to, changing the
amount of an award, changing the type of an award, or changing an award to
a Meritorious Step Increase or a Meritorious Step Increase to an
award.
If the Incentive Awards Committee decides that a proposed award should
be modified, it shall return the proposal to the A Delegate (or higher
level management official) who approved it with an explanation as to the
modifications.
9.5.1 Modified Award Proposals Acceptable to the A
Delegate
If the modifications made by the Incentive Awards Committee are
acceptable to the A Delegate (or higher level management official), the
modified proposal may proceed through the process, either to the Peace
Corps Director for consideration or to the Incentive Awards Administrator
for implementation as appropriate.
9.5.2 Modified Award Proposals Not Acceptable to the A
Delegate
If the modifications made by the Incentive Awards Committee are not
acceptable to the A Delegate (or higher level management official), the A
Delegate (or higher level management official) may revise the proposal and
submit it to the Committee for reconsideration. If the A Delegate (or
higher level management official) and the Committee cannot agree on a
proposed award, and the A Delegate (or higher level management official)
chooses to pursue the recommendation, the matter may be referred to the
Peace Corps Director for resolution.
9.6 Award Proposals Disapproved by the Incentive Awards Committee
If the Incentive Awards Committee decides that a proposed award should
not be granted, it shall return the proposal to the A Delegate (or higher
level management official) who approved it with an explanation as to the
reason for the disapproval. The A Delegate (or higher level management
official) may then revise the proposal and submit it to the Committee for
reconsideration. If the A Delegate (or higher level management official)
and the Committee cannot agree on a proposed award, and the A Delegate (or
higher level management official) chooses to pursue the recommendation,
the matter may be referred to the Peace Corps Director for resolution.
9.7 Processing of Approved Awards
When a cash award is fully and finally approved, the Incentive Awards
Administrator shall prepare a certificate, if appropriate, and arrange for
the delivery of the monetary portion of the award by check or electronic
funds transfer. Certificates are normally presented by an appropriate
management official in a public ceremony or staff meeting.
9.8 Availability of Funds
Cash awards are charged to the budget of the office benefiting from the
performance or act being rewarded. No award nomination of any type shall
be submitted, nor an award of any type granted, unless funds sufficient to
pay for the proposed award are available in the appropriate budget. Where
an award nomination would be submitted but for a lack of available funds,
the appropriate management official shall consider requesting additional
funds through the Agency's regular budget process.
9.9 Self-approval of Awards
This manual section shall not be interpreted to allow any management
official to propose, review, approve, or take any other action with
respect to an award for himself or herself.
10.0 Honorary Awards
10.1 Exceptional Service Award
The Exceptional Service Award is the Peace Corps's highest form of
recognition for exceptional or distinguished achievement. The Exceptional
Service Award consists of a bronze plaque signed by the Peace Corps
Director, and briefly states the contribution being recognized. It is
awarded by the Director only after the most thorough evaluation of the
events and circumstances upon which the recommendation is based.
10.1.1 Criteria
The Exceptional Service Award is granted to those relatively few
employees who, by distinguished service, creative ability, initiative, or
courage under especially difficult circumstances, have personally made a
recognizable, substantial contribution to the Peace Corps and its
mission.
10.1.2 Procedures
A Delegates may nominate employees for Exceptional Service Awards.
Nominations shall consist of a memorandum describing in detail the nature
of the contribution which merits the Exceptional Service Award.
Nominations shall be transmitted to the Incentive Awards Administrator
for presentation to the Incentive Awards Committee. If the Committee
approves the recommendation, the proposal shall be submitted to the Peace
Corps Director.
If the Director approves the award, the proposal will be returned to
the Incentive Awards Administrator. The Administrator shall then prepare
the plaque, which shall be presented by the Peace Corps Director.
10.2 Appreciation Award
The Appreciation Award is granted to either Peace Corps employees or
non-employees to demonstrate the Agency's appreciation of significant
contributions under special circumstances not covered by other awards. It
consists of a certificate signed by the Peace Corps Director which states
briefly the contribution being recognized.
10.2.1 Criteria
Non-Peace Corps employees who make a recognizable contribution to the
Peace Corps or its mission are eligible to receive an Appreciation Award.
Employees also may be granted the Appreciation Award under circumstances
which clearly warrant an award but for which no other appropriate award
exists.
10.2.2 Procedures
10.2.2.3 Peace Corps Employees
When a management official determines that an Appreciation Award for a
Peace Corps employee is merited, the management official shall submit a
memorandum describing in detail the nature of the contribution which
merits the Appreciation Award to the appropriate A Delegate. If approved
by the A Delegate, the proposal shall be transmitted to the Incentive
Awards Administrator. The Administrator shall then prepare the
certificate, which shall be presented by the supervisor or other
management official.
Where the proposed award is for an employee in the Office of the
Director or in one of the Director's Staff Offices, or for a Senior
Foreign Service employee, the management official shall submit the
proposal to the Chief of Staff/Chief of Operations. If approved by the
Chief of Staff/Chief of Operations, the proposal shall be transmitted to
the Peace Corps Director. If approved by the Director the proposal shall
be transmitted to the Incentive Awards Administrator. The Administrator
shall then prepare the certificate, which shall be presented by the
supervisor or other management official.
10.2.2.4 Non-Peace Corps Employees
When a management official determines that an Appreciation Award for a
non-Peace Corps employee is merited, the management official shall submit
a memorandum describing in detail the nature of the contribution which
merits the Appreciation Award to the A Delegate for his or her office. If
approved by the A Delegate, the proposal shall be transmitted to the
Incentive Awards Administrator. The Administrator shall then prepare the
certificate, which shall be presented by an appropriate management
official.
11.0 Career Service Recognition
Although Career Service Certificates and Retirement Certificates are
not Incentive Awards, they are issued to employees to recognize
significant milestones in the employee's Federal Service career.
11.1 Career Service Certificates
11.1.1 Recognition
Career Service Certificates, signed by the Peace Corps Director, are to
be given to employees completing 5, 10, 15, 20, 25, 30, 35, and 40 years
of creditable Federal Service.
11.1.2 Foreign Service National Employees
FSN employees will receive Peace Corps Career Service Certificates
signed by the Peace Corps Director and presented by the Country
Director.
11.1.3 Procedures
The Incentive Awards Administrator shall prepare the certificates for
U.S. direct-hire employees based on quarterly personnel operations
reports.
Country Directors shall inform the Incentive Awards Administrator of an
FSN¿s completion of 5, 10, 15, 20, 25, 30, 35, and 40 years of creditable
Federal Service at least 60 days prior to the date the FSN does so. The
Incentive Awards Administrator shall then prepare the appropriate
certificate.
The Incentive Awards Administrator will forward the certificates to the
appropriate A Delegates or Country Director, who will arrange for their
presentation, normally in a public forum.
11.2 Retirement Certificates
11.2.1 Recognition
Employees retiring under provisions of the Civil Service Retirement
System, Federal Employee Retirement System, or Foreign Service Retirement
Systems will receive a framed Retirement Certificate signed by the Peace
Corps Director and a retirement pin.
11.2.2 Procedures
The Incentive Awards Administrator will prepare the certificate. The
appropriate A Delegate will write a letter to accompany the certificate
and will be responsible for arranging the presentation of the certificate
and letter in a public forum, unless the employee prefers not to receive
public recognition. Efforts should be made to make the presentation with
participation of the highest level appropriate Agency officials.
12.0 Non-Peace Corps Awards
'Non-Peace Corps Awards' are forms of recognition administered by other
federal agencies, or by private organizations, for which Peace Corps
employees are eligible as a result of their official Peace Corps work.
They do not include awards or titles conferred by foreign governments (for
rules on the acceptance of awards granted by foreign government, see 5
U.S.C. 7342, et seq.).
Eligibility criteria and instructions with respect to procedures
governing Non-Peace Corps Awards are issued by the U.S. Office of
Personnel Management and/or the private organization sponsoring the
particular award.
The Peace Corps or an individual management official may make
nominations for a Non-Peace Corps Award, as appropriate. Nominations shall
be transmitted to the Incentive Awards Administrator. The Incentive Awards
Administrator shall review the nomination and work with the appropriate
management official, as necessary, to achieve conformance with applicable
rules. The Incentive Awards Administrator shall then submit the nomination
to the appropriate non-Peace Corps entity, and shall arrange to have the
nomination properly recorded in the Official Personnel Folder of the
appropriate employee.
Supervisors, office heads, and other management officials are
encouraged to take an active interest in the submission of nominations for
Non-Agency Awards.
13.0 Reporting Requirement
The Incentive Awards Administrator shall prepare and the Peace Corps
Director shall submit the Agency's annual Incentive Awards Program Report
to the U. S. Office of Personnel Management.
14.0 Effective Date
This manual section shall become effective on the date of issuance.
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